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Risk of pulmonary aspiration during anesthesia and sedation
Örebro University, School of Medical Sciences.ORCID iD: 0000-0002-9878-1735
2023 (English)Doctoral thesis, comprehensive summary (Other academic)
Abstract [en]

Pulmonary aspiration is a feared complication in anesthesia practice. Even if it is a rare event it is the most common cause of anesthesia related death. There are two different types of pulmonary aspiration, macroaspirationwhere large amounts of gastric content are inhaled to the lungs, and the silent, often unnoticed, microaspiration, where small amounts of gastric or oropharyngeal contents are aspirated. Micro aspirations is much more common and can occur at any time during the perioperative period, presenting as postoperative pulmonary complications, often several days after the anesthesia procedure. 

Human physiology features multiple mechanisms of protection against pulmonary aspiration, including the esophageal sphincters that prevent gastric regurgitation and complex laryngeal reflex systems protecting the airway. An additional vital defense against pulmonary aspiration is an intact swallowing function, with dysphagia being the primary cause of aspiration pneumonia. Anesthetic agents affect these protective mechanisms to various extent.

The aim of this thesis was to study the effects of sedative agents on swallowing function, and different ventilatory techniques during anesthesia induction in healthy volunteers. In study I, the use of positive end expiratory pressure during mask ventilation after anesthesia induction was studied in regard of risk of gastric insufflation. In study II and IV the pharmacological effects of the opioid remifentanil on swallowing function were studied. Study III was the first study on effects of dexmedetomidine on human swallowing physiology. The experiments in this thesis has led to a deeper understanding in how different anesthetic agents affects the physiological protective mechanisms against pulmonary aspiration, both during anesthesia induction and sedation. The findings may facilitate clinical decisions, leading to better risk management in terms of macroaspiration during anesthesia and sedation, and postoperative pulmonary complications related to microaspirations.

Place, publisher, year, edition, pages
Örebro: Örebro University , 2023. , p. 72
Series
Örebro Studies in Medicine, ISSN 1652-4063 ; 277
Keywords [en]
Pulmonary aspiration, face-mask ventilation, anesthesia induction, high resolution impedance manometry, procedural sedation, remifentanil, dexmedetomidine, swallowing physiology
National Category
Surgery
Identifiers
URN: urn:nbn:se:oru:diva-104355ISBN: 9789175294957 (print)OAI: oai:DiVA.org:oru-104355DiVA, id: diva2:1738047
Public defence
2023-05-12, Örebro universitet, Campus USÖ, hörsal X1, Södra Grev Rosengatan 32, Örebro, 09:00 (Swedish)
Opponent
Supervisors
Available from: 2023-02-20 Created: 2023-02-20 Last updated: 2023-04-28Bibliographically approved
List of papers
1. Effect of positive end-expiratory pressure on gastric insufflation during induction of anaesthesia when using pressure-controlled ventilation via a face mask: A randomised controlled trial
Open this publication in new window or tab >>Effect of positive end-expiratory pressure on gastric insufflation during induction of anaesthesia when using pressure-controlled ventilation via a face mask: A randomised controlled trial
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2019 (English)In: European Journal of Anaesthesiology, ISSN 0265-0215, E-ISSN 1365-2346, Vol. 36, no 9, p. 625-632Article in journal (Refereed) Published
Abstract [en]

BACKGROUND: Face mask ventilation (FMV) during induction of anaesthesia is associated with risk of gastric insufflation that may lead to gastric regurgitation and pulmonary aspiration. A continuous positive airway pressure (CPAP) has been shown to reduce gastric regurgitation. We therefore hypothesised that CPAP followed by FMV with positive end-expiratory pressure (PEEP) during induction of anaesthesia would reduce the risk of gastric insufflation.

OBJECTIVE: The primary aim was to compare the incidence of gastric insufflation during FMV with a fixed PEEP level or zero PEEP (ZEEP) after anaesthesia induction. A secondary aim was to investigate the effects of FMV with or without PEEP on upper oesophageal sphincter (UES), oesophageal body and lower oesophageal sphincter (LES) pressures.

DESIGN: A randomised controlled trial.

SETTING: Single centre, Department of Anaesthesia and Intensive Care, Örebro University Hospital, Sweden.

PARTICIPANTS: Thirty healthy volunteers.

INTERVENTIONS: Pre-oxygenation without or with CPAP 10 cmH2O, followed by pressure-controlled FMV with either ZEEP or PEEP 10 cmH2O after anaesthesia induction.

MAIN OUTCOME MEASURES: A combined impedance/manometry catheter was used to detect the presence of gas and to measure oesophageal pressures. The primary outcome measure was the cumulative incidence of gastric insufflation, defined as a sudden anterograde increase in impedance of more than 1 kΩ over the LES. Secondary outcome measures were UES, oesophageal body and LES pressures.

RESULTS: The cumulative incidence of gastric insufflation related to peak inspiratory pressure (PIP), was significantly higher in the PEEP group compared with the ZEEP group (log-rank test P < 0.01). When PIP reached 30 cmH2O, 13 out of 15 in the PEEP group compared with five out of 15 had shown gastric insufflation. There was a significant reduction of oesophageal sphincter pressures within groups comparing pre-oxygenation to after anaesthesia induction, but there were no significant differences in oesophageal sphincter pressures related to the level of PEEP.

CONCLUSION: Contrary to the primary hypothesis, with increasing PIP the tested PEEP level did not protect against but facilitated gastric insufflation during FMV. This result suggests that PEEP should be used with caution after anaesthesia induction during FMV, whereas CPAP during pre-oxygenation seems to be safe.

TRIAL REGISTRATION: ClinicalTrials.gov, identifier: NCT02238691.

Place, publisher, year, edition, pages
Blackwell Science Ltd., 2019
National Category
Anesthesiology and Intensive Care
Identifiers
urn:nbn:se:oru:diva-74367 (URN)10.1097/EJA.0000000000001016 (DOI)000501821900002 ()31116114 (PubMedID)2-s2.0-85070851905 (Scopus ID)
Note

Funding Agency:

Medical Research Fund, Örebro County Council, Örebro, Sweden 

Available from: 2019-05-23 Created: 2019-05-23 Last updated: 2023-04-21Bibliographically approved
2. Effects of remifentanil on pharyngeal swallowing and esophageal motility: no impact of different bolus volumes, and partial antagonism by methylnaltrexone
Open this publication in new window or tab >>Effects of remifentanil on pharyngeal swallowing and esophageal motility: no impact of different bolus volumes, and partial antagonism by methylnaltrexone
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2021 (English)In: American Journal of Physiology - Gastrointestinal and Liver Physiology, ISSN 0193-1857, E-ISSN 1522-1547, Vol. 321, no 4, p. G367-G377Article in journal (Refereed) Published
Abstract [en]

Background: Remifentanil impairs swallowing, and disturbed accommodation to bolus volume may be one of the underlying causes. It is not fully understood whether remifentanil-induced swallowing dysfunction is mediated by peripheral or central mechanisms.

Aims: To investigate if remifentanil-induced swallowing dysfunction is dependent on the bolus volume and whether the effect of remifentanil could be counteracted by methylnaltrexone, a peripherally acting opioid antagonist.

Methods: Nineteen healthy volunteers were included in this double-blinded, randomized, placebo-controlled, crossover study. Study participants received target-controlled remifentanil infusions and placebo infusions in a randomized order. Methylnaltrexone was administered by intravenous injection of doses of 0.3 mg/kg. Recordings of pressure and impedance data were acquired using a combined manometry and impedance solid state catheter. Data was analyzed from three series of bolus swallows, baseline, during remifentanil exposure, and 15 min after methylnaltrexone.

Results: Remifentanil induced significant effects on multiple pharyngeal and esophageal function parameters. No significant differences in remifentanil-induced swallowing dysfunction related to different bolus volumes were found. Pharyngeal effects of remifentanil were not significantly counteracted by methylnaltrexone, whereas on the distal esophageal level, effects on distension pressures were counteracted. Conclusions Changes in pharyngeal and esophageal pressure flow variables were consistent with previous results on remifentanil-induced swallowing dysfunction, and uniform across all bolus volumes. The effects of remifentanil on the pharyngeal level and on the proximal esophagus appear to be predominantly centrally mediated, whereas the effects of remifentanil on the distal esophagus may be mediated by both central and peripheral mechanisms.

NEW & NOTEWORTHY: In this randomized controlled trial, we used the "Swallow Gateway" online platform to analyze the effects of remifentanil on pharyngeal and esophageal swallowing. It is not fully understood whether remifentanil-induced swallowing dysfunction is mediated by peripheral or central mechanisms. By using methylnaltrexone, we demonstrated that effects of remifentanil on pharyngeal swallowing were predominantly centrally mediated, whereas its effects on the distal esophagus may be mediated by both central and peripheral mechanisms.

Place, publisher, year, edition, pages
HighWire Press, 2021
Keywords
Esophageal Motility, Methylnaltrexone, Pharyngeal swallowing, Remifentanil
National Category
Anesthesiology and Intensive Care
Identifiers
urn:nbn:se:oru:diva-93483 (URN)10.1152/ajpgi.00137.2021 (DOI)000701776200002 ()34261364 (PubMedID)2-s2.0-85117033838 (Scopus ID)
Note

Funding agencies:

Research Fund of the Örebro County Council

ALF research funding (Örebro University)

University of Turku

National Health and Medical Research Council of Australia

Available from: 2021-08-12 Created: 2021-08-12 Last updated: 2023-04-28Bibliographically approved
3. Effects of dexmedetomidine on pharyngeal swallowing and esophageal motility: A double-blind randomized cross-over study in healthy volunteers
Open this publication in new window or tab >>Effects of dexmedetomidine on pharyngeal swallowing and esophageal motility: A double-blind randomized cross-over study in healthy volunteers
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2023 (English)In: Neurogastroenterology and Motility, ISSN 1350-1925, E-ISSN 1365-2982, Vol. 35, no 1, article id e14501Article in journal (Refereed) Published
Abstract [en]

BACKGROUND: Sedative agents increase the risk of pulmonary aspiration, where an intact swallowing function is an important defense mechanism. Dexmedetomidine is an α2 -adrenoceptor agonist widely used during procedural sedation due to beneficial properties with minimal respiratory effects. The effects of dexmedetomidine on pharyngeal swallowing and esophageal motility are not known in detail.

METHODS: To determine the effects of dexmedetomidine on pharyngeal swallowing and esophageal motility, nineteen volunteers were included in this double-blinded, randomized placebo-controlled cross-over study. Study participants received target-controlled dexmedetomidine and placebo infusions. Recordings of pressure and impedance data were acquired using a manometry and impedance solid-state catheter. Data were analyzed from three bolus swallows series: baseline, during dexmedetomidine/placebo infusion at target plasma concentrations 0.6 ng ml-1 and 1.2 ng ml-1 . Subjective swallowing difficulties were also recorded.

KEY RESULTS: On pharyngeal swallowing, dexmedetomidine affected the upper esophageal sphincter with decreased pre- and post-swallow contractile pressures and an increase in residual pressure during swallow-related relaxation. On esophageal function, dexmedetomidine decreased contractile vigor of the proximal esophagus and increased velocity of the peristaltic contraction wave. Residual pressures during swallow-related esophagogastric junction (EGJ) relaxation decreased, as did basal EGJ resting pressure. The effects on the functional variables were not clearly dose-dependent, but mild subjective swallowing difficulties were more common at the higher dose level.

CONCLUSIONS AND INFERENCES: Dexmedetomidine induces effects on pharyngeal swallowing and esophageal motility, which should be considered in clinical patient management and also when a sedative agent for procedural sedation or for manometric examination is to be chosen.

Place, publisher, year, edition, pages
Wiley-Blackwell Publishing Inc., 2023
Keywords
Dexmedetomidine, esophageal motility, pulmonary aspiration, sedatives, swallowing function
National Category
Anesthesiology and Intensive Care
Identifiers
urn:nbn:se:oru:diva-102538 (URN)10.1111/nmo.14501 (DOI)000894029900001 ()36458525 (PubMedID)2-s2.0-85143893570 (Scopus ID)
Funder
Region Örebro CountyÖrebro University
Note

Funding agencies:

National Health and Medical Research Council (NHMRC) of Australia

University of Turku

Available from: 2022-12-05 Created: 2022-12-05 Last updated: 2023-04-21Bibliographically approved
4. Effects of remifentanil on esophageal distension wave properties and swallow-induced esophageal shortening during viscous bolus challenges
Open this publication in new window or tab >>Effects of remifentanil on esophageal distension wave properties and swallow-induced esophageal shortening during viscous bolus challenges
(English)Manuscript (preprint) (Other academic)
National Category
Surgery
Identifiers
urn:nbn:se:oru:diva-105647 (URN)
Available from: 2023-04-21 Created: 2023-04-21 Last updated: 2023-04-28Bibliographically approved

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