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Subglottic stenosis: Diagnostics, endoscopic treatment and follow-up
Örebro University, School of Medical Sciences.ORCID iD: 0000-0001-6065-9016
2023 (English)Doctoral thesis, comprehensive summary (Other academic)
Abstract [en]

Subglottic stenosis (SGS) is a rare condition of upper airway obstruction transforming tracheal mucosa below the vocal folds into scar tissue. It is primarily caused by laryngotracheal trauma and infrequent autoimmune conditions ofsystemic inflammation. Cases without an evident cause despite a comprehensive investigation are classified as idiopathic. SGS’s unspecific clinical presentation and the underrated findings from conventional spirometry, conceal the diagnosis. Hence, the role of spirometry in the preoperative evaluation and the postoperative monitoring of patients with SGS is unclear. The goal of treatment is to maintain a patent airway while recurrence is part of the natural course of the condition.

This thesis focuses on the diagnosis, preoperative functional and self-reported assessment, choice of endoscopic treatment and the postoperative follow-up of patients with SGS.

Dyspnea Index (DI), a 10-item, 5-point Likert questionnaire with scores ranging from 0 to 40, specifically developed for patients with upper airway obstruction, is now translated and validated in Swedish. The expiratory disproportion index (EDI), which is the ratio of forced expiratory volume in 1 second divided by the peak expiratory flow (PEF), is the spirometry measurement of choice to diagnose patients with SGS from those with obstructive lung disease, when found above 0.39. The percent deterioration of the EDI or PEF ( ) from each patient’s best achieved values correlates with a percent deterioration of the DI and thus, it could be used to monitor treatment effects indicating a disease recurrence. Furthermore, a DI score over 14 refines the diagnostic value of crude spirometry measurements and could be helpful to detect recurrence in patients treated for SGS. Finally, balloon dilatation was found more favorable regarding short-term disease recurrence compared to CO2 laser treatment and patients with a younger age of SGS onset, overweight or obesity showed an increased risk for restenosis

Place, publisher, year, edition, pages
Örebro: Örebro University , 2023. , p. 83
Series
Örebro Studies in Medicine, ISSN 1652-4063 ; 279
Keywords [en]
Subglottic stenosis, Dyspnea Index, spirometry, Expiratory Disproportion Index, balloon dilatation, endoscopic treatment
National Category
Surgery
Identifiers
URN: urn:nbn:se:oru:diva-104731ISBN: 9789175294971 (print)OAI: oai:DiVA.org:oru-104731DiVA, id: diva2:1741794
Public defence
2023-06-02, Örebro universitet, Campus USÖ, hörsal X3, Södra Grev Rosengatan 32, Örebro, 12:30 (Swedish)
Opponent
Supervisors
Available from: 2023-03-07 Created: 2023-03-07 Last updated: 2024-01-02Bibliographically approved
List of papers
1. Dyspnea Index: An upper airway obstruction instrument; translation and validation in Swedish
Open this publication in new window or tab >>Dyspnea Index: An upper airway obstruction instrument; translation and validation in Swedish
2021 (English)In: Clinical Otolaryngology, ISSN 1749-4478, E-ISSN 1365-2273, Vol. 46, no 2, p. 380-387Article, review/survey (Refereed) Published
Abstract [en]

OBJECTIVE: Upper airway dyspnea is a challenging condition in which assessing the discomfort experienced by the patient is essential. There are three patient-reported outcome (PRO) instruments developed particularly for this patient group, none of which is available in Swedish. The aim of this study was to translate the Dyspnea Index (DI) into Swedish and validate the instrument for use in the Swedish-speaking population by investigating its basic psychometric properties.

DESIGN: A prospective instrument validation study.

SETTING: Tertiary referral center.

PARTICIPANTS: Fifty-three (n=53) patients with upper airway dyspnea and 19 healthy controls.

MAIN OUTCOME MEASURES: The questionnaire was translated into Swedish (swDI) with a forward-backward method. Reliability, repeatability, responsiveness and construct validity were assessed by asking the subjects to complete the swDI, a visual analog scale (VAS) at exertion and at rest and the Voice Handicap Index (VHI).

RESULTS: The swDI showed excellent internal consistency (Cronbach's α: 0.85) and repeatability (interclass correlation coefficient: 0.87 and Pearson's r: 0.89) in the patient group. No ceiling effect was observed (maximum score achieved was 39; 85% of the patients scored ≤36). SwDI scores moderately correlated with VAS at exertion (r: 0.59) and at rest (r: 0.42), yet poorly with the VHI (r: 0.36). The effect size (ES) was 3.8.

CONCLUSIONS: The swDI is a valid, robust and reliable questionnaire for self-assessment in Swedish-speaking patients with upper airway obstruction. A future anchor-based longitudinal study is needed to assess the smallest detectable change (SDC) and minimum important change (MIC) that were not estimated in our study.

Place, publisher, year, edition, pages
John Wiley & Sons, 2021
Keywords
Dyspnea Index, Patient Reported Outcome Measures, laryngotracheal stenosis, paradoxical vocal fold movement, quality of life, upper airway obstruction, validation
National Category
Otorhinolaryngology
Identifiers
urn:nbn:se:oru:diva-87840 (URN)10.1111/coa.13682 (DOI)000604255700001 ()33277799 (PubMedID)2-s2.0-85099043741 (Scopus ID)
Note

Funding Agency:

Research Committee of the Region Örebro län 

Available from: 2020-12-07 Created: 2020-12-07 Last updated: 2024-01-02Bibliographically approved
2. Monitoring Adult Subglottic Stenosis With Spirometry and Dyspnea Index: A Novel Approach
Open this publication in new window or tab >>Monitoring Adult Subglottic Stenosis With Spirometry and Dyspnea Index: A Novel Approach
2022 (English)In: Otolaryngology and head and neck surgery, ISSN 0194-5998, E-ISSN 1097-6817, Vol. 167, no 3, p. 517-523Article in journal (Refereed) Published
Abstract [en]

OBJECTIVE: The aim was to examine the correlations among the anatomic Cotton-Myer classification, pulmonary function tests (PFTs), and patient-perceived dyspnea or dysphonia in patients with subglottic stenosis and identify measurements accurately reflecting treatment effects.

STUDY DESIGN: Prospective cohort study.

SETTING: Tertiary referral center.

METHOD: Fifty-two adults receiving endoscopic treatment for isolated subglottic stenosis were consecutively included. Correlations were calculated among the preoperative Cotton-Myer scale, PFTs, the Dyspnea Index (DI), and the Voice Handicap Index. Receiver operating characteristic curves were determined for PFT, DI, and Voice Handicap Index pre- and postoperative measurements.

RESULTS: The Cotton-Myer classification correlated weakly with peak expiratory flow (r = -0.35, P = .012), expiratory disproportion index (r = 0.32, P = .022), peak inspiratory flow (r = -0.32, P = .022), and total peak flow (r = -0.36, P = .01). The DI showed an excellent area under the curve (0.99, P < .001), and among PFTs, the expiratory disproportion index demonstrated the best area under the curve (0.89, P < .001), followed by total peak flow (0.88, P < .001), peak expiratory flow (0.87, P < .001), and peak inspiratory flow (0.84, P < .001). Patients treated endoscopically with balloon dilatation showed a 53% decrease in expiratory disproportion index (95% CI, 41%-66%; P < .001) and a 37% improvement in peak expiratory flow (95% CI, 31%-43%; P < .001).

CONCLUSION: Expiratory disproportion index or peak expiratory flow combined with DI was a feasible measurement for the monitoring of adult subglottic stenosis. The percentage deterioration of peak expiratory flow and increase in expiratory disproportion index correlated significantly with a proportional percentage increase in DI.

Place, publisher, year, edition, pages
Sage Publications, 2022
Keywords
Dyspnea index, expiratory disproportion index, functional assessment, peak expiratory flow, subglottic stenosis
National Category
Respiratory Medicine and Allergy
Identifiers
urn:nbn:se:oru:diva-95568 (URN)10.1177/01945998211060817 (DOI)000727325400001 ()34813409 (PubMedID)2-s2.0-85120574186 (Scopus ID)
Note

Funding agency:

Örebro County Council

Available from: 2021-12-01 Created: 2021-12-01 Last updated: 2024-01-02Bibliographically approved
3. How can we identify subglottic stenosis in patients with suspected obstructive disease?
Open this publication in new window or tab >>How can we identify subglottic stenosis in patients with suspected obstructive disease?
(English)Manuscript (preprint) (Other academic)
National Category
Surgery
Identifiers
urn:nbn:se:oru:diva-105914 (URN)
Available from: 2023-05-11 Created: 2023-05-11 Last updated: 2024-01-02Bibliographically approved
4. Balloon dilatation is superior to CO2 laser excision in the treatment of subglottic stenosis
Open this publication in new window or tab >>Balloon dilatation is superior to CO2 laser excision in the treatment of subglottic stenosis
2023 (English)In: European Archives of Oto-Rhino-Laryngology, ISSN 0937-4477, E-ISSN 1434-4726, Vol. 280, no 7, p. 3303-3311Article in journal (Refereed) Published
Abstract [en]

INTRODUCTION: Endoscopic treatment of subglottic stenosis (SGS) is regarded as a safe procedure with rare complications and less morbidity than open surgery yet related with a high risk of recurrence. The abundance of techniques and adjuvant therapies complicates a comparison of the different surgical approaches. The primary aim of this study was to investigate disease recurrence after CO2 laser excisions and balloon dilatation in patients with SGS and to identify potential confounding factors.

MATERIALS AND METHODS: In a tertiary referral center, two cohorts of previously undiagnosed patients treated for SGS were retrospectively reviewed and followed for 3 years. The CO2 laser cohort (CLC) was recruited between 2006 and 2011, and the balloon dilatation cohort (BDC) between 2014 and 2019. Kaplan‒Meier and multivariable Cox regression analyzed time to repeated surgery and estimated hazard ratios (HRs) for different variables.

RESULTS: Nineteen patients were included in the CLC, and 31 in the BDC. The 1-year cumulative recurrence risk was 63.2% for the CLC compared with 12.9% for the BDC (HR 33.0, 95% CI 6.57-166, p < 0.001), and the 3-year recurrence risk was 73.7% for the CLC compared with 51.6% for the BDC (HR 8.02, 95% CI 2.39-26.9, p < 0.001). Recurrence was independently associated with overweight (HR 3.45, 95% CI 1.16-10.19, p = 0.025), obesity (HR 7.11, 95% CI 2.19-23.04, p = 0.001), and younger age at diagnosis (HR 8.18, 95% CI 1.43-46.82, p = 0.018).

CONCLUSION: CO2 laser treatment is associated with an elevated risk for recurrence of SGS compared with balloon dilatation. Other risk factors include overweight, obesity, and a younger age at diagnosis.

Place, publisher, year, edition, pages
Springer, 2023
Keywords
Balloon dilatation, CO2 laser, Endoscopic treatment, Subglottic stenosis
National Category
Surgery
Identifiers
urn:nbn:se:oru:diva-105192 (URN)10.1007/s00405-023-07926-w (DOI)000956320500001 ()36964409 (PubMedID)2-s2.0-85150632016 (Scopus ID)
Funder
Örebro UniversityRegion Örebro County
Available from: 2023-03-27 Created: 2023-03-27 Last updated: 2024-01-02Bibliographically approved

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Ntouniadakis, Eleftherios

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